Early Stopping Rules in Phase 1 Trials: Safety, PK, and Futility Criteria
Phase 1 clinical trials are designed to explore safety, pharmacokinetics (PK), and tolerability of a new investigational drug. Given the first-in-human exposure and potential unknown risks, early stopping rules are essential safeguards built into the trial protocol. These rules provide clear, predefined criteria that guide investigators, sponsors, and safety committees in deciding whether a study should be paused or permanently terminated. This tutorial explores different types of early stopping rules—based on safety, PK data, and futility—and provides examples and best practices for implementing them in a compliant and operationally sound manner.
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