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SOP for Public Trial Registration and Results Posting (ClinicalTrials.gov/EU/WHO)

Posted on September 28, 2025 digi By digi

SOP for Public Trial Registration and Results Posting (ClinicalTrials.gov/EU/WHO)

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“description”: “This SOP describes the procedures for registering clinical trials and posting results in public registries including ClinicalTrials.gov, EU CTR/CTIS, and WHO ICTRP. It ensures compliance with FDAAA 801, EMA, WHO, CDSCO, and ICH GCP requirements for trial transparency.”,
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Published on 22/12/2025

Standard Operating Procedure for Public Trial Registration and Results Posting (ClinicalTrials.gov/EU/WHO)

SOP No. CR/OPS/103/2025
Supersedes NA
Page No. 1 of 50
Issue Date 26/08/2025
Effective Date 01/09/2025
Review Date 01/09/2026

Table of Contents

Toggle
  • Purpose
  • Scope
  • Responsibilities
  • Accountability
  • Procedure
  • Abbreviations
  • Documents
  • References
  • Approval Section
  • Annexures
  • Revision History

Purpose

The purpose of this SOP is to outline procedures for registering clinical trials and posting results in

publicly accessible registries such as ClinicalTrials.gov, EU CTR/CTIS, and WHO ICTRP. This ensures regulatory compliance, promotes transparency, and supports global commitments to public disclosure of trial information.

Scope

This SOP applies to sponsors, CROs, regulatory affairs, and clinical operations staff responsible for registering clinical trials and posting results globally. It covers initial registration, updates, result posting, quality control, and compliance monitoring.

See also  SOP for Data Localization and Cross-Border Transfer Governance

Responsibilities

  • Sponsor: Ensures trial registration and result posting is performed within required timelines.
  • Regulatory Affairs: Prepares, submits, and maintains trial information in registries.
  • CROs: Support sponsor in registry submissions and ensure accuracy of data.
  • QA: Audits registry submissions and verifies compliance with disclosure obligations.
  • Data Management: Provides final datasets and results for posting.

Accountability

The Sponsor’s Regulatory Affairs Head is accountable for ensuring that trial registration and results posting are completed accurately and within global regulatory timelines.

Procedure

1. Initial Trial Registration
1.1 Register clinical trial prior to first subject enrollment.
1.2 Use ClinicalTrials.gov, EU CTR/CTIS, and WHO ICTRP depending on region and scope.
1.3 Maintain Registry Submission Log (Annexure-1).

2. Registry Updates
2.1 Update records within 30 days of protocol amendments or changes in status.
2.2 Document changes in Registry Update Log (Annexure-2).

3. Results Posting
3.1 Post results within 12 months of primary completion date (unless otherwise defined by regulations).
3.2 Include safety, efficacy, and statistical outcomes as per registry requirements.
3.3 Document in Results Posting Log (Annexure-3).

4. Quality Control
4.1 Regulatory Affairs performs QC review of all submissions.
4.2 Address queries or rejections from registry administrators promptly.

5. Disclosure Oversight
5.1 Establish oversight process for monitoring registry compliance.
5.2 Include disclosure status in Sponsor Oversight Report (Annexure-4).

See also  SOP for Right-to-Try/Expanded Access Coordination (When Applicable)

6. Archiving
6.1 Archive registry submission records, approvals, and confirmations in TMF.
6.2 Retain per global regulatory timelines.

Abbreviations

  • SOP: Standard Operating Procedure
  • QA: Quality Assurance
  • CRO: Contract Research Organization
  • TMF: Trial Master File
  • EU CTR: European Union Clinical Trials Regulation
  • CTIS: Clinical Trials Information System
  • ICTRP: International Clinical Trials Registry Platform
  • CSR: Clinical Study Report

Documents

  1. Registry Submission Log (Annexure-1)
  2. Registry Update Log (Annexure-2)
  3. Results Posting Log (Annexure-3)
  4. Sponsor Oversight Report (Annexure-4)

References

  • ClinicalTrials.gov – Registration and Results Posting
  • EU CTR/CTIS – Transparency Rules
  • WHO ICTRP – Trial Registration Standards
  • FDAAA 801 Requirements
  • CDSCO – Indian Clinical Trial Registry (CTRI)

Version: 1.0

Approval Section

Prepared By Ravi Kumar, Regulatory Affairs Specialist
Checked By Sunita Reddy, QA Officer
Approved By Dr. Anil Sharma, Head Clinical Operations

Annexures

Annexure-1: Registry Submission Log

Date Registry Submission Type Submitted By Status
01/09/2025 ClinicalTrials.gov Initial Registration Regulatory Specialist Completed

Annexure-2: Registry Update Log

Date Registry Update Type Updated By Status
10/09/2025 EU CTR Protocol Amendment Regulatory Affairs Completed

Annexure-3: Results Posting Log

Date Registry Results Type Submitted By Status
20/09/2025 WHO ICTRP Primary Results Data Manager Submitted

Annexure-4: Sponsor Oversight Report

Date Trial Registry Status Reviewed By
25/09/2025 Study-123 ClinicalTrials.gov Results Posted QA Officer
See also  SOP for HDEC Ethics Submissions and Conditions of Approval

Revision History

Revision Date Revision No. Revision Details Reason for Revision Approved By
26/08/2025 00 Initial version New SOP creation Head Clinical Operations

For more SOPs visit: Pharma SOP

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