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“headline”: “SOP for SUSAR/SAE Reporting to UK Authority (Country-Specific Pathways)”,
“description”: “This SOP outlines the procedures for reporting Suspected Unexpected Serious Adverse Reactions (SUSARs) and Serious Adverse Events (SAEs) to the MHRA in compliance with UK country-specific requirements. It ensures timely reporting, regulatory compliance, and subject safety monitoring.”,
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Published on 21/12/2025
Standard Operating Procedure for SUSAR/SAE Reporting to UK Authority (Country-Specific Pathways)
| SOP No. | CR/OPS/161/2025 |
| Supersedes | NA |
| Page No. | X of Y |
| Issue Date | 27/08/2025 |
| Effective Date | 01/09/2025 |
| Review Date | 01/09/2026 |
Purpose
The purpose of this SOP is to describe the process for reporting Serious Adverse Events (SAEs) and Suspected
Scope
This SOP applies to sponsors, CROs, investigators, pharmacovigilance (PV) staff, and regulatory affairs teams responsible for safety data management in clinical trials conducted in the UK. It covers SAE documentation, SUSAR detection, expedited reporting, and submission through MHRA electronic pathways.
Responsibilities
- Sponsor: Ensures SUSAR and SAE reports are submitted to MHRA within required timelines.
- CRO: Supports safety data collection, SAE follow-up, and submissions to MHRA.
- Investigator: Identifies, documents, and reports SAEs/SUSARs promptly to the sponsor.
- PV Department: Prepares, validates, and submits electronic safety reports to MHRA.
- QA: Audits safety reporting processes for UK regulatory compliance.
Accountability
The Sponsor’s Head of Pharmacovigilance is accountable for ensuring all SAE and SUSAR reporting complies with MHRA requirements and UK-specific timelines.
Procedure
1. SAE Reporting
1.1 Investigators must record all SAEs in source documents and CRFs.
1.2 SAEs must be reported to the sponsor within 24 hours of awareness.
1.3 Record in SAE Reporting Log (Annexure-1).
2. SUSAR Identification
2.1 PV team evaluates reported SAEs to determine causality and expectedness.
2.2 Confirmed SUSARs must be prepared for expedited reporting.
2.3 Record in SUSAR Identification Log (Annexure-2).
3. Reporting to MHRA
3.1 Submit SUSARs electronically to MHRA via EudraVigilance MHRA Gateway or national system.
3.2 Fatal or life-threatening SUSARs: report within 7 days (follow-up within 8 additional days).
3.3 All other SUSARs: report within 15 days.
3.4 Document in MHRA Reporting Log (Annexure-3).
4. Communication with Ethics Committees
4.1 SUSARs must also be submitted to UK Research Ethics Committees as required.
4.2 Record submissions in EC Reporting Log (Annexure-4).
5. Archiving
5.1 File all SAE/SUSAR documentation and MHRA submissions in the TMF.
5.2 Record archiving in Safety Archiving Log (Annexure-5).
Abbreviations
- SOP: Standard Operating Procedure
- SAE: Serious Adverse Event
- SUSAR: Suspected Unexpected Serious Adverse Reaction
- MHRA: Medicines and Healthcare products Regulatory Agency
- PV: Pharmacovigilance
- CRO: Contract Research Organization
- QA: Quality Assurance
- TMF: Trial Master File
- EC: Ethics Committee
- CRF: Case Report Form
Documents
- SAE Reporting Log (Annexure-1)
- SUSAR Identification Log (Annexure-2)
- MHRA Reporting Log (Annexure-3)
- EC Reporting Log (Annexure-4)
- Safety Archiving Log (Annexure-5)
References
- MHRA Guidance – Safety Reporting in Clinical Trials
- ICH GCP Guidelines
- UK Guidance on Pharmacovigilance
Version: 1.0
Approval Section
| Prepared By | Ravi Kumar, PV Specialist |
| Checked By | Sunita Reddy, QA Officer |
| Approved By | Dr. Anil Sharma, Head Pharmacovigilance |
Annexures
Annexure-1: SAE Reporting Log
| Date | Subject ID | Event | Reported By | Status |
|---|---|---|---|---|
| 01/09/2025 | SUB-801 | Hospitalization – Pneumonia | Investigator | Submitted |
Annexure-2: SUSAR Identification Log
| Date | SAE ID | SUSAR Determination | Assessed By | Status |
|---|---|---|---|---|
| 02/09/2025 | SAE-2025-01 | SUSAR – Unexpected Severity | PV Specialist | Confirmed |
Annexure-3: MHRA Reporting Log
| Date | SUSAR ID | Submitted To | Submitted By | Status |
|---|---|---|---|---|
| 03/09/2025 | SUSAR-2025-01 | MHRA Gateway | PV Specialist | Submitted |
Annexure-4: EC Reporting Log
| Date | SUSAR ID | Submitted To | By | Status |
|---|---|---|---|---|
| 04/09/2025 | SUSAR-2025-01 | REC London | Reg Affairs | Completed |
Annexure-5: Safety Archiving Log
| Date | Document Type | Archived By | Location | Status |
|---|---|---|---|---|
| 10/09/2025 | SUSAR-2025-01 Submission | QA | TMF | Archived |
Revision History
| Revision Date | Revision No. | Revision Details | Reason for Revision | Approved By |
|---|---|---|---|---|
| 27/08/2025 | 00 | Initial version | New SOP creation | Head Pharmacovigilance |
For more SOPs visit: Pharma SOP
